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The Best Executed defence means no penalties.

[fa icon="calendar'] 29-Jun-2018 15:43:19 / by David Woolcock posted in World Cup, Banking, Blog, Best Execution, MiFID II, MiFID, Compliance, Regulation, regulatory reporter

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As the data publishing season for best execution begins, it is timely to look at what is required, and what will be required going forward.

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VAR & Surveillance - unlikely bedfellows?

[fa icon="calendar'] 19-Jun-2018 17:41:40 / by David Woolcock posted in Banking, Blog, World Cup, Compliance, reporting

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Football is a game of two halves but last night for English fans that added 4 minutes felt like another half! For the “football’s coming home” brigade it was a decent start. The debate around VAR was well and truly stoked following the game and the pundits debate on the efficiency of VAR continues! We “was robbed” a phrase that comes to mind! It is uncanny how this translates into parallels with current debate in the financial markets.

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